checklist compliance management system (CMS)

Basis (Reference)

IDW PS 980: Grundsätze ordnungsmäßiger Prüfung von Compliance Management Systemen (www.idw.de)

DIN ISO 19600: Compliance management systems (www.iso.org)

Hamburger Compliance Zertifikat

Compliance culture

Executive Managers, Top Management C-Level, Supervisory Board

Critical organization, CMS cooperation

Business units, processes, legal fields, internal control system
Compliance · risk management · internal audit

Compliance mission, goals, risks

Coporate governance, principles, rules, materiality, segregation of duties, event risks, measurement, consequences

Models

Risk management system, high level structure, PDCA-cycle